SEBI Regulatory Disclosures

SEBI Regulatory Disclosures

This page contains all the disclosures that are mandated by our regulator – SEBI.

Registration Information

SriNivesh Advisors, founded by S R Srinivasan, is a SEBI Registered Investment Advisor – RIA.

• Registration Number: INA200013132
• Rgistration Type: Individual
• Issue Date: 1-Apr-2019
• Validity: Perpetual
• Correspondence Address: 319, 18 G Main, 6 Block, Koramangala, Bangalore 560095
• Corresponding SEBI regional/local office address: 2nd Floor, Jeevan Mangal Building, No.4, Residency Road, Bengaluru – 560025, Karnataka

Complaints Data

		Data as of month	ending :	Jan 2026
S.No.	Received from	Pending as of last month	Received	Resolved*	Total pending#	Pending >3 months	Average resolution time^
1	Directly from investors	0	0	0	0	0	0
2	SEBI - SCORES	0	0	0	0	0	0
3	Other sources	0	0	0	0	0	0
	Total	0	0	0	0	0	0
	*Inclusive of complaints of previous months/years resolved in the current month/year |
	^Time in days | # Inclusive of complaints pending as on the last day of the month/year

SEBI mandates all RIAs to display the complaints status on the website as shown above. Investors can first contact the intermediary in case of complaints, in our case through the email address specified in the Letter of Engagement. The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here - https://scores.gov.in/scores/Welcome.html

Trend of monthly disposal of complaints

	Trend of monthly disposal of complaints	FY 25-26
S.No.	Month	Carried fwd. from prev. month	Received	Resolved*	Pending#
1	Apr 2025	0	0	0	0
2	May	0	0	0	0
3	Jun	0	0	0	0
4	Jul	0	0	0	0
5	Aug	0	0	0	0
6	Sep	0	0	0	0
7	Oct	0	0	0	0
8	Nov	0	0	0	0
9	Dec	0	0	0	0
10	Jan 2026	0	0	0	0
11	Feb
12	Mar
	Total	0	0	0	0

Trend of annual disposal of complaints

	Trend of annual disposal of complaints
S.No.	Financial Year	Carried fwd. from prev. year	Received	Resolved*	Pending#
1	2019-20	0	0	0	0
2	2020-21	0	0	0	0
3	2021-22	0	0	0	0
4	2022-23	0	0	0	0
5	2023-24	0	0	0	0
	2024-25	0	0	0	0
	Total	0	0	0	0

Grievance Redressal / Escalation Matrix

	Grievance Redressal / Escalation Matrix
Details of designation	Contact Person Name	Address	Contact No	email address	Working Hours
Customer Care	S R Srinivasan	319, 18 G Main, 6 Block, Koramangala, Bangalore 560095	89797 00881	srs@srinivesh.in	Mon - Fri: 10 am to 7 PM Sat: 11 am to 7 PM
Head of Customer Care	S R Srinivasan	as above	as above	as above	as above
Compliance Officer	S R Srinivasan	as above	as above	as above	as above
CEO	S R Srinivasan	as above	as above	as above	as above
Principal Officer	S R Srinivasan	as above	as above	as above	as above