SEBI Regulatory Disclosures

This page contains all the disclosures that are mandated by our regulator – SEBI.

Registration Information

SriNivesh Advisors, founded by S R Srinivasan, is a SEBI Registered Investment Advisor – RIA.

• Registration Number: INA20001313
• Rgistration Type: Individual
• Issue Date: 1-Apr-2019
• Validity: Perpetual

Complaints Data

		Data as of month	ending :	December 31, 2021
S.No.	Received from	Pending as of last month	Received	Resolved*	Total pending#	Pending >3 months	Average resolution time^
1	Directly from investors	0	0	0	0	0	0
2	SEBI - SCORES	0	0	0	0	0	0
3	Other sources	0	0	0	0	0	0
	Total	0	0	0	0	0	0
	*Inclusive of complaints of previous months/years resolved in the current month/year |
	^Time in days | # Inclusive of complaints pending as on the last day of the month/year

SEBI mandates all RIAs to display the complaints status on the website as shown above. Investors can first contact the intermediary in case of complaints, in our case through the email address specified in the Letter of Engagement. The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here - https://scores.gov.in/scores/Welcome.html

Trend of monthly disposal of complaints

	Trend of monthly disposal of complaints
S.No.	Month	Carried fwd. from prev. month	Received	Resolved*	Pending#
1	Apr 2021	0	0	0	0
2	May 2021	0	0	0	0
3	Jun 2021	0	0	0	0
4	Jul 2021	0	0	0	0
5	Aug 2021	0	0	0	0
6	Sep 2021	0	0	0	0
7	Oct 2021	0	0	0	0
8	Nov 2021	0	0	0	0
9	Dec 2021	0	0	0	0
10	Jan 2022	-	-	-	-
11	Feb 2022	-	-	-	-
12	Mar 2022	-	-	-	-
	Total	0	0	0	0

Trend of annual disposal of complaints

	Trend of annual disposal of complaints
S.No.	Financial Year	Carried fwd. from prev. year	Received	Resolved*	Pending#
1	2019-20	0	0	0	0
2	2020-21	0	0	0	0
	Total	0	0	0	0