SEBI Regulatory Disclosures

This page contains all the disclosures that are mandated by our regulator – SEBI.

Registration Information

SriNivesh Advisors, founded by S R Srinivasan, is a SEBI Registered Investment Advisor – RIA.

  • Registration Number: INA20001313
  • Rgistration Type: Individual
  • Issue Date: 1-Apr-2019
  • Validity: Perpetual

Complaints Data

  Data as of month ending : December 31, 2021     
S.No.Received fromPending as of last monthReceivedResolved*Total pending#Pending >3 monthsAverage resolution time^
1Directly from investors000000
2SEBI - SCORES000000
3Other sources000000
Total000000
*Inclusive of complaints of previous months/years resolved in the current month/year |
^Time in days | # Inclusive of complaints pending as on the last day of the month/year
SEBI mandates all RIAs to display the complaints status on the website as shown above. Investors can first contact the intermediary in case of complaints, in our case through the email address specified in the Letter of Engagement. The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here - https://scores.gov.in/scores/Welcome.html

Trend of monthly disposal of complaints

 Trend of monthly disposal of complaints        
S.No.MonthCarried fwd. from prev. monthReceivedResolved*Pending#
1Apr 20210000
2May 20210000
3Jun 20210000
4Jul 20210000
5Aug 20210000
6Sep 20210000
7Oct 20210000
8Nov 20210000
9Dec 20210000
10Jan 2022----
11Feb 2022----
12Mar 2022----
Total0000

Trend of annual disposal of complaints

 Trend of annual disposal of complaints        
S.No.Financial YearCarried fwd. from prev. yearReceivedResolved*Pending#
12019-200000
22020-210000
Total0000

SEBI Investor Charter

In order to facilitate investor awareness about various activities which an investor deals with while availing the services provided by investment advisers, SEBI has developed an Investor Charter for Investment Advisers. This charter is found in Appendix A of the linked document.