SEBI Regulatory Disclosures
This page contains all the disclosures that are mandated by our regulator – SEBI.
Registration Information
SriNivesh Advisors, founded by S R Srinivasan, is a SEBI Registered Investment Advisor – RIA.
- Registration Number: INA200013132
- Rgistration Type: Individual
- Issue Date: 1-Apr-2019
- Validity: Perpetual
- Correspondence Address: 319, 18 G Main, 6 Block, Koramangala, Bangalore 560095
- Corresponding SEBI regional/local office address: 2nd Floor, Jeevan Mangal Building, No.4, Residency Road, Bengaluru – 560025, Karnataka
Complaints Data
| | Data as of month | ending : | Aug 2023 | | | | | |
| S.No. | Received from | Pending as of last month | Received | Resolved* | Total pending# | Pending >3 months | Average resolution time^ | | |
| | | | | | | | | |
| 1 | Directly from investors | 0 | 0 | 0 | 0 | 0 | 0 | | |
| 2 | SEBI - SCORES | 0 | 0 | 0 | 0 | 0 | 0 | | |
| 3 | Other sources | 0 | 0 | 0 | 0 | 0 | 0 | | |
| Total | 0 | 0 | 0 | 0 | 0 | 0 | | |
| *Inclusive of complaints of previous months/years resolved in the current month/year | | | | | | | | | |
| ^Time in days | # Inclusive of complaints pending as on the last day of the month/year | | | | | | | | |
SEBI mandates all RIAs to display the complaints status on the website as shown above. Investors can first contact the intermediary in case of complaints, in our case through the email address specified in the Letter of Engagement. The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here - https://scores.gov.in/scores/Welcome.html
Trend of monthly disposal of complaints
| Trend of monthly disposal of complaints | | | | | |
| S.No. | Month | Carried fwd. from prev. month | Received | Resolved* | Pending# | |
| 1 | Apr 2023 | 0 | 0 | 0 | 0 | |
| 2 | May 2023 | 0 | 0 | 0 | 0 | |
| 3 | Jun 2023 | 0 | 0 | 0 | 0 | |
| 4 | Jul 2023 | 0 | 0 | 0 | 0 | |
| 5 | Aug 2023 | 0 | 00 | 0 | 0 | |
| 6 | Sep 2023 | - | - | - | - | |
| 7 | Oct 2023 | - | - | - | - | |
| 8 | Nov 2023 | - | - | - | - | |
| 9 | Dec 2023 | - | - | - | - | |
| 10 | Jan 2024 | - | - | - | - | |
| 11 | Feb 2024 | - | - | - | - | |
| 12 | Mar 2024 | - | - | - | - | |
| Total | 0 | 0 | 0 | 0 | |
Trend of annual disposal of complaints
| Trend of annual disposal of complaints | | | | | | | | |
| S.No. | Financial Year | Carried fwd. from prev. year | Received | Resolved* | Pending# | | | | |
| 1 | 2019-20 | 0 | 0 | 0 | 0 | | | | |
| 2 | 2020-21 | 0 | 0 | 0 | 0 | | | | |
| 3 | 2021-22 | 0 | 0 | 0 | 0 | | | | |
| 4 | 2022-23 | 0 | 0 | 0 | 0 | | | | |
| | | | | | | | | |
| Total | 0 | 0 | 0 | 0 | | | | |
